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Violation Tracker UK Parent Industry Summary Page

Parent Industry: financial services
Penalty Total since 2010: £6,101,841,055
Number of Cases: 729
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall.
Top 10 Parent CompaniesPenalty TotalNumber of Cases
UBS£849,972,77611
NatWest Group PLC£704,658,93132
Barclays£575,962,43231
Lloyds Banking Group£472,797,68149
Deutsche Bank£398,028,03817
JPMorgan Chase£397,317,4475
HSBC£362,830,08521
Citigroup£343,843,7628
Glencore£280,965,0922
Macquarie£234,834,450129

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

Download results as CSV or XML (maximum 1000; for access to larger downloads contact Phil Mattera)
CompanyParentOffence TypeYearAgencyPenalty Amount sort icon
Southern Water Services LtdMacquariewater pollution violation2022UK-DWI£65,571
Direct Line Insurance Services LtdDirect Line Insurance Group PLClabour standards violation2023UK-ET£64,645
AONAonpension plan violation2013UK-TPO£54,850
Lloyds Bank PlcLloyds Banking Grouplabour standards violation2017UK-ET£53,922
PrudentialPrudential PLCprivacy violation2012UK-ICO£50,000
Southern Water Services LimitedMacquarieenvironmental violation2012UK-EA£50,000
Southern Water Services LimitedMacquariewater pollution violation2011UK-EA£50,000
HBOS PlcLloyds Banking Grouplabour standards violation2019UK-ET£49,457
Barclays Execution Services LtdBarclayslabour standards violation2021UK-ET£48,202
Greater Manchester Buses (South) LimitedDeutsche Banklabour standards violation2018UK-ET£40,354
EUI LtdAdmiral Grouplabour standards violation2019UK-ET£40,000
Southern Water Services LtdMacquarieenvironmental violation2014UK-EA£40,000
Stagecoach Group plcDeutsche Banklabour standards violation2024UK-ET£38,794
Scottish Widows plcLloyds Banking Grouppension plan violation2015UK-TPO£37,067
DL Insurance Services LtdDirect Line Insurance Group PLClabour standards violation2020UK-ET£36,998
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£35,000
Scottish LifeRoyal London Mutual Insurancepension plan violation2013UK-TPO£34,977
Busways Travel Services LimitedDeutsche Banklabour standards violation2021UK-ET£32,299
Southern WaterMacquariewater pollution violation2010UK-DWI£31,447
Neovia Logistics Services (UK) LimitedGoldman Sachslabour standards violation2017UK-ET£30,000
BNP Paribas Real Estate Advisory and Property Management UK LimitedBNP Paribasenvironmental violation2019UK-EA£30,000
Standard Life Assurance LimitedPhoenix Group Holdings PLCpension plan violation2011UK-TPO£28,123
Southern WaterMacquariewater pollution violation2012UK-DWI£26,498
Willis Towers WatsonWillis Towers Watsonpension plan violation2020UK-TPO£25,522
Southern Water Services LimitedMacquariewater pollution violation2019UK-EA£25,000
JLT EB Services LimitedMarsh & McLennanpension plan violation2020UK-TPR£24,900
American International GroupAmerican International Groupenvironmental violation2016UK-EA£24,076
Southern Water Services LtdMacquarieenvironmental violation2016UK-EA£24,000
HBOS plcLloyds Banking Grouplabour standards violation2022UK-ET£22,304
MBNA LimitedLloyds Banking Grouplabour standards violation2020UK-ET£20,968
The Royal Bank of Scotland plcNatWest Group PLClabour standards violation2017UK-ET£20,870
Metro BankMetro Bank PLCconsumer protection violation2022UK-CMA£20,773
A J Bell plcAJ Bell PLClabour standards violation2020UK-ET£20,483
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£20,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2012UK-EA£20,000
Credit Suisse Services, AGUBSlabour standards violation2021UK-ET£20,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£20,000
AegonAegonpension plan violation2011UK-TPO£19,861
Santander UK PlcBanco Santanderlabour standards violation2020UK-ET£19,702
Co-operative Bank plcCo-operative Banklabour standards violation2023UK-ET£19,191
United Overseas Bank LtdUnited Overseas Banklabour standards violation2019UK-ET£18,730
Newday Cards LimitedNewDay Limitedlabour standards violation2019UK-ET£18,599
Bank of IrelandBank of Irelandlabour standards violation2021UK-ECNI£18,483
AWP Assistance UK Ltd T/a Allianz PartnersAllianzlabour standards violation2020UK-ET£17,859
Connells ResidentialSkipton Building Societylabour standards violation2024UK-BEIS£17,087
BGC Technology International LtdBGC Partnerslabour standards violation2022UK-ET£15,725
Barclays Bank UK plcBarclayslabour standards violation2020UK-ET£15,010
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£15,000
ASSOCIATED WASTE MANAGEMENT LIMITEDMacquarieenvironmental violation2011UK-EA£15,000
Countrywide Assured PlcChesnara PLCpension plan violation2024UK-TPO£14,921
Allianz Engineering Inspection Services LtdAllianzworkplace safety or health violation2010UK-HSE£14,232
ASSOCIATED WASTE MANAGEMENT LIMITEDMacquarieenvironmental violation2011UK-EA£14,000
HSBC UK Bank LtdHSBClabour standards violation2021UK-ET£13,802
East London Bus & Coach Company LtdDeutsche Banklabour standards violation2022UK-ET£13,668
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£13,500
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£13,500
M&G plcM&G PLClabour standards violation2024UK-ET£13,154
Friends Provident Life and Pensions LimitedAviva PLCpension plan violation2010UK-TPO£12,706
HSBC Bank PlcHSBClabour standards violation2017UK-ET£11,803
DL Insurance Services LtdDirect Line Insurance Group PLClabour standards violation2020UK-ET£11,649
AegonAegonpension plan violation2013UK-TPO£11,598
DL Insurance Services plc and othersDirect Line Insurance Group PLClabour standards violation2020UK-ET£11,216
DL Insurance Services LimitedDirect Line Insurance Group PLClabour standards violation2020UK-ET£11,216
AJ Bell InvestcentreAJ Bell PLCpension plan violation2023UK-TPO£10,988
HBOS PlcLloyds Banking Grouplabour standards violation2020UK-ET£10,828
AegonAegonpension plan violation2012UK-TPO£10,500
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2012UK-EA£10,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2012UK-EA£10,000
Southern Water Services LtdMacquarieenvironmental violation2014UK-EA£10,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£10,000
Barclays Bank UK plcBarclayslabour standards violation2021UK-ET£9,692
BNY Mellon Corporate Trustee Services Ltd TCSPBank of New York Mellonanti-money-laundering deficiencies2021UK-HMRC£9,465
International Automotive Components Group LimitedInvescoworkplace safety or health violation2014UK-HSE£9,310
Barclays Bank PlcBarclayslabour standards violation2019UK-ET£9,155
HBOS PlcLloyds Banking Grouplabour standards violation2017UK-ET£9,114
Abbey Life Assurance Company LimitedPhoenix Group Holdings PLCpension plan violation2015UK-TPO£8,353
Royal Bank of CanadaRoyal Bank of Canadalabour standards violation2019UK-ET£8,100
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2012UK-EA£8,000
CALA HOMES (MIDLANDS) LIMITEDLegal & General Group PLCenvironmental violation2013UK-EA£8,000
AXA Investment Managers LtdAXAlabour standards violation2019UK-ET£8,000
Lloyds Bank PlcLloyds Banking Grouplabour standards violation2019UK-ET£7,500
PrudentialPrudential PLCpension plan violation2020UK-TPO£7,238
Prudential Assurance Company Limited.M&G PLCpension plan violation2012UK-TPO£7,171
The Royal Bank of Scotland PLCNatWest Group PLClabour standards violation2018UK-ET£6,509
A J Bell LimitedAJ Bell PLCpension plan violation2018UK-TPO£6,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£6,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£6,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£6,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£6,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£6,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£6,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£6,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£6,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£6,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£6,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£6,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£6,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£6,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£6,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£6,000
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£6,000