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Violation Tracker UK Parent Industry Summary Page

Parent Industry: financial services
Penalty Total since 2010: £6,101,841,055
Number of Cases: 729
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall.
Top 10 Parent CompaniesPenalty TotalNumber of Cases
UBS£849,972,77611
NatWest Group PLC£704,658,93132
Barclays£575,962,43231
Lloyds Banking Group£472,797,68149
Deutsche Bank£398,028,03817
JPMorgan Chase£397,317,4475
HSBC£362,830,08521
Citigroup£343,843,7628
Glencore£280,965,0922
Macquarie£234,834,450129

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

Download results as CSV or XML (maximum 1000; for access to larger downloads contact Phil Mattera)
CompanyParentOffence TypeYearAgencyPenalty Amount sort icon
Aviva Life and Pensions UK LimitedAviva PLCpension plan violation2021UK-TPO£250
Legal & GeneralLegal & General Group PLCpension plan violation2021UK-TPO£250
Hargreaves Lansdown Asset Management LimitedHargreaves Lansdown PLCpension plan violation2020UK-TPO£250
Aon Hewitt LimitedAonpension plan violation2018UK-TPO£250
PrudentialPrudential PLCpension plan violation2018UK-TPO£250
Phoenix Life LtdPhoenix Group Holdings PLCpension plan violation2014UK-TPO£250
Scottish WidowsLloyds Banking Grouppension plan violation2013UK-TPO£250
Scottish Equitable plc (AEGON)Aegonpension plan violation2012UK-TPO£250
Phoenix Life LimitedPhoenix Group Holdings PLCpension plan violation2011UK-TPO£250
AEGON Scottish EquitableAegonpension plan violation2011UK-TPO£250
Aon HewittAonpension plan violation2011UK-TPO£250
AvivaAviva PLCpension plan violation2011UK-TPO£250
BlackRock Pensions LimitedBlackRockpension plan violation2011UK-TPO£250
Mercer Ltd.Marsh & McLennanpension plan violation2011UK-TPO£250
AvivaAviva PLCpension plan violation2010UK-TPO£250
Sun Life Financial of CanadaSun Life Financialpension plan violation2010UK-TPO£250
Mercer LtdMarsh & McLennanpension plan violation2012UK-TPO£224
AEGONAegonpension plan violation2014UK-TPO£200
Phoenix Life LtdPhoenix Group Holdings PLCpension plan violation2014UK-TPO£200
Standard Life Assurance LimitedPhoenix Group Holdings PLCpension plan violation2014UK-TPO£200
Friends Life WL LimitedAviva PLCpension plan violation2013UK-TPO£200
Stagecoach North EastDeutsche Bankpension plan violation2012UK-TPO£200
HSBC Bank Pension Trust (UK) LtdHSBCpension plan violation2013UK-TPO£150
JLT Actuaries & Consultants LtdMarsh & McLennanpension plan violation2013UK-TPO£150
Sun Life Financial of CanadaSun Life Financialpension plan violation2013UK-TPO£150
AEGON Scottish EquitableAegonpension plan violation2010UK-TPO£150
Aon HewittAonpension plan violation2012UK-TPO£112
BlackRock Life LimitedBlackRockpension plan violation2012UK-TPO£112
AegonAegonpension plan violation2018UK-TPO£100
AegonAegonpension plan violation2016UK-TPO£100
Fidelity InvestmentsFidelity Investmentspension plan violation2015UK-TPO£100
Towers WatsonWillis Towers Watsonpension plan violation2015UK-TPO£100
Friends LifeAviva PLCpension plan violation2015UK-TPO£100
Aegon Scottish Equitable plcAegonpension plan violation2012UK-TPO£100
Mercer Ltd.Marsh & McLennanpension plan violation2011UK-TPO£100
Royal London Mutual Insurance Society LimitedRoyal London Mutual Insurancepension plan violation2022UK-TPO£100
AXA WealthPhoenix Group Holdings PLCpension plan violation2015UK-TPO£50
St James' Place Wealth ManagementSt. James's Place PLCpension plan violation2015UK-TPO£50
Roadchef LtdMacquarieEnvironmental Violation2020UK-NRW£0
AvivaAviva PLCpension plan violation2023UK-TPO£0
Southern WaterMacquarieconsumer protection violation2023UK-OFWAT£0
Bank of Ireland UKBank of Irelandconsumer protection violation2023UK-ICO£0
Roadchef LimitedMacquarieprice-fixing or anti-competitive practices2022UK-CMA£0
Southern Water Services LimitedMacquarieenvironmental violation2014UK-EA£0
Southern Water Services LimitedMacquarieenvironmental violation2014UK-EA£0
Southern Water Services LimitedMacquarieenvironmental violation2014UK-EA£0
Southern Water Services LimitedMacquarieenvironmental violation2014UK-EA£0
Southern Water Services LimitedMacquarieenvironmental violation2014UK-EA£0
Southern Water Services LimitedMacquarieenvironmental violation2014UK-EA£0
Southern Water Services LimitedMacquarieenvironmental violation2014UK-EA£0
Southern Water Services LimitedMacquarieenvironmental violation2014UK-EA£0
Southern Water Services LimitedMacquarieenvironmental violation2014UK-EA£0
Southern Water Services LimitedMacquarieenvironmental violation2015UK-EA£0
Southern Water Services LimitedMacquarieenvironmental violation2015UK-EA£0
Southern Water Services LimitedMacquarieenvironmental violation2015UK-EA£0
Southern Water Services LimitedMacquarieenvironmental violation2015UK-EA£0
Southern Water Services LimitedMacquarieenvironmental violation2015UK-EA£0
Southern Water Services LimitedMacquarieenvironmental violation2015UK-EA£0
Southern Water Services LimitedMacquarieenvironmental violation2015UK-EA£0
Southern Water Services LimitedMacquarieenvironmental violation2015UK-EA£0
Southern Water Services LimitedMacquarieenvironmental violation2015UK-EA£0
Southern Water Services LimitedMacquarieenvironmental violation2015UK-EA£0
Southern Water Services LimitedMacquarieenvironmental violation2015UK-EA£0
Southern Water Services LimitedMacquarieenvironmental violation2015UK-EA£0
Southern Water Services LimitedMacquarieenvironmental violation2016UK-EA£0
Southern Water Services LimitedMacquarieenvironmental violation2016UK-EA£0
Southern Water Services LimitedMacquarieenvironmental violation2016UK-EA£0
Southern Water Services LimitedMacquarieenvironmental violation2016UK-EA£0
Southern Water Services LimitedMacquarieenvironmental violation2016UK-EA£0
Southern Water Services LimitedMacquarieenvironmental violation2016UK-EA£0
Southern Water Services LimitedMacquarieenvironmental violation2016UK-EA£0
Southern Water Services LimitedMacquarieenvironmental violation2016UK-EA£0
Southern Water Services LimitedMacquarieenvironmental violation2021UK-EA£0
Southern Water Services LimitedMacquarieenvironmental violation2022UK-EA£0
Nationwide Building SocietyNationwide Building Societyinsurance violation2024UK-CMA£0
Metro Bank plcMetro Bank PLCconsumer protection violation2024UK-CMA£0
Nationwide Building SocietyNationwide Building Societyinsurance violation2024UK-CMA£0
SCOTWASTE RECYCLING LIMITEDMacquarieenvironmental violation2023UK-SEPA£0
Barclays Bank UK plcBarclaysconsumer protection violation2024UK-CMA£0
Santander UK plcBanco Santanderconsumer protection violation2024UK-CMA£0
TSB Bank plcBanco de Sabadellconsumer protection violation2024UK-CMA£0
AIB Group (UK)Allied Irish Banksconsumer protection violation2024UK-CMA£0
Lloyds Banking Group plcLloyds Banking Groupconsumer protection violation2024UK-CMA£0
HSBC UK Bank plcHSBCconsumer protection violation2024UK-CMA£0
Lloyds Banking GroupLloyds Banking Groupinsurance violation2024UK-CMA£0
Bank of Ireland UK plcBank of Irelandbanking violation2021UK-CMA£0
NatWest GroupNatWest Group PLCbanking violation2021UK-CMA£0
Virgin Money UK plcNationwide Building Societybanking violation2021UK-CMA£0
Danske BankDanske Bankbanking violation2021UK-CMA£0
Cardif PinnacleBNP Paribasinsurance violation2021UK-CMA£0
Clydesdale Bank plcNationwide Building Societybanking violation2021UK-CMA£0
Scotwaste Recycling LimitedMacquarieworkplace safety or health violation2021UK-HSE£0
AIB Group (UK) plcAllied Irish Banksbanking violation2020UK-CMA£0
Lloyds Banking Group plcLloyds Banking Groupbanking violation2020UK-CMA£0
Cardif PinnacleBNP Paribasinsurance violation2020UK-CMA£0
Nationwide Building SocietyNationwide Building Societyinsurance violation2020UK-CMA£0
Alliance Medical Radiopharmacy LimitediCON Infrastructureworkplace safety or health violation2019UK-HSE£0
Alliance Medical Radiopharmacy LimitediCON Infrastructureworkplace safety or health violation2019UK-HSE£0
Alliance Medical Radiopharmacy LimitediCON Infrastructureworkplace safety or health violation2019UK-HSE£0
Stagecoach Devon LimitedDeutsche Bankworkplace safety or health violation2019UK-HSE£0
Associated Waste Management LimitedMacquarieworkplace safety or health violation2019UK-HSE£0