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Violation Tracker UK Parent Industry Summary Page

Parent Industry: financial services
Penalty Total since 2010: £6,101,841,055
Number of Cases: 729
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall.
Top 10 Parent CompaniesPenalty TotalNumber of Cases
UBS£849,972,77611
NatWest Group PLC£704,658,93132
Barclays£575,962,43231
Lloyds Banking Group£472,797,68149
Deutsche Bank£398,028,03817
JPMorgan Chase£397,317,4475
HSBC£362,830,08521
Citigroup£343,843,7628
Glencore£280,965,0922
Macquarie£234,834,450129

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

Download results as CSV or XML (maximum 1000; for access to larger downloads contact Phil Mattera)
CompanyParentOffence TypeYearAgencyPenalty Amount sort icon
Associated Waste Management LimitedMacquarieworkplace safety or health violation2019UK-HSE£0
Associated Waste Management LimitedMacquarieworkplace safety or health violation2019UK-HSE£0
Alliance Medical LtdiCON Infrastructureworkplace safety or health violation2019UK-HSE£0
Alliance Medical LtdiCON Infrastructureworkplace safety or health violation2019UK-HSE£0
Alliance Medical LtdiCON Infrastructureworkplace safety or health violation2019UK-HSE£0
Alliance Medical LtdiCON Infrastructureworkplace safety or health violation2019UK-HSE£0
Lloyds Banking GroupLloyds Banking Groupinsurance violation2018UK-CMA£0
Barclays Bank UK plcBarclaysinsurance violation2018UK-CMA£0
AvivaAviva PLCinsurance violation2017UK-CMA£0
Lloyds Banking GroupLloyds Banking Groupinsurance violation2017UK-CMA£0
Santander UK plcBanco Santanderinsurance violation2016UK-CMA£0
Associated Waste Management LimitedMacquarieworkplace safety or health violation2018UK-HSE£0
Barclays Bank UK plcBarclaysinsurance violation2016UK-CMA£0
BNP Paribas Real Estate Advisory & Property ManageBNP Paribasworkplace safety or health violation2017UK-HSE£0
AIB Group (UK) plc dba First Trust BankAllied Irish Banksbanking violation2014UK-CMA£0
HSBC Bank plcHSBCbanking violation2014UK-CMA£0
Alliance Medical LtdiCON Infrastructureworkplace safety or health violation2017UK-HSE£0
Alliance Medical LtdiCON Infrastructureworkplace safety or health violation2017UK-HSE£0
Alliance Medical LtdiCON Infrastructureworkplace safety or health violation2017UK-HSE£0
WSR Recycling LimitedMacquarieworkplace safety or health violation2016UK-HSE£0
National Westminster Bank plcNatWest Group PLCconsumer protection violation2013UK-OFT£0
Royal Bank of Scotland plcNatWest Group PLCconsumer protection violation2013UK-OFT£0
Aviva Insurance UK Ltd.Aviva PLCprice-fixing or anti-competitive practices2011UK-OFT£0
AXA Insurance UK plcAXAprice-fixing or anti-competitive practices2011UK-OFT£0
Liverpool Victoria Insurance Company LtdAllianzprice-fixing or anti-competitive practices2011UK-OFT£0
Zurich Insurance plcZurich Insuranceprice-fixing or anti-competitive practices2011UK-OFT£0
Barclays Bank plcBarclaysprice-fixing or anti-competitive practices2011UK-OFT£0
MBNA Europe Bank LimitedLloyds Banking Groupconsumer protection violation2010UK-OFT£0
Alliance and Leicester Personal Finance LimitedBanco Santanderconsumer protection violation2010UK-OFT£0
American Express Services Europe LimitedAmerican Expressconsumer protection violation2010UK-OFT£0
Co-operative Bank PlcCo-operative Bankinternal controls deficiency2015UK-PRA£0
Aon UK Limited (Aon) & Barnett Waddingham LLP (Barnett Waddingham)Aonpension plan violation2020UK-TPO£0
Phoenix LifePhoenix Group Holdings PLCpension plan violation2020UK-TPO£0
Willis Towers WatsonWillis Towers Watsonpension plan violation2019UK-TPO£0
Royal LondonRoyal London Mutual Insurancepension plan violation2019UK-TPO£0
Scottish Equitable plc (AEGON)Aegonpension plan violation2018UK-TPO£0
The Royal Bank of Scotland Group PLCNatWest Group PLCpension plan violation2018UK-TPO£0
AJ Bell Management LimitedAJ Bell PLCpension plan violation2018UK-TPO£0
AJ Bell InvestcentreAJ Bell PLCpension plan violation2018UK-TPO£0
AJ Bell InvestcentreAJ Bell PLCpension plan violation2018UK-TPO£0
Mercer Ltd.Marsh & McLennanpension plan violation2018UK-TPO£0
Zurich Assurance LimitedZurich Insurancepension plan violation2018UK-TPO£0
Phoenix LifePhoenix Group Holdings PLCpension plan violation2018UK-TPO£0
PrudentialPrudential PLCpension plan violation2017UK-TPO£0
Friends LifeAviva PLCpension plan violation2017UK-TPO£0
AJ Bell and Legal & General Assurance SocietyAJ Bell PLCpension plan violation2017UK-TPO£0
AJ Bell LtdAJ Bell PLCpension plan violation2017UK-TPO£0
Phoenix Life LimitedPhoenix Group Holdings PLCpension plan violation2017UK-TPO£0
Barclays BankBarclayspension plan violation2017UK-TPO£0
PrudentialPrudential PLCpension plan violation2017UK-TPO£0
PrudentialPrudential PLCpension plan violation2016UK-TPO£0
Hargreaves Lansdown Asset Management LimitedHargreaves Lansdown PLCpension plan violation2016UK-TPO£0
Prudential Assurance Company LimitedM&G PLCpension plan violation2015UK-TPO£0
Phoenix Life LimitedPhoenix Group Holdings PLCpension plan violation2015UK-TPO£0
Scottish Widows plcLloyds Banking Grouppension plan violation2015UK-TPO£0
Standard Life Assurance LimitedPhoenix Group Holdings PLCpension plan violation2015UK-TPO£0
Friends LifeAviva PLCpension plan violation2014UK-TPO£0
Friends Life LimitedAviva PLCpension plan violation2014UK-TPO£0
Mercer Limited (Mercer)Marsh & McLennanpension plan violation2014UK-TPO£0
PrudentialPrudential PLCpension plan violation2014UK-TPO£0
Zurich Assurance LtdZurich Insurancepension plan violation2013UK-TPO£0
Towers WatsonWillis Towers Watsonpension plan violation2013UK-TPO£0
JLT Benefit Solutions Ltd (JLT)Marsh & McLennanpension plan violation2011UK-TPO£0
Standard Life Assurance LtdPhoenix Group Holdings PLCpension plan violation2011UK-TPO£0
Aviva Life Services UK LtdAviva PLCpension plan violation2010UK-TPO£0
Standard Life Assurance LimitedPhoenix Group Holdings PLCpension plan violation2010UK-TPO£0
Legal & General and Universities Superannuation Scheme Limited and Chevanstell Management LimitedLegal & General Group PLCpension plan violation2010UK-TPO£0
Southern Water Services LimitedMacquariepension plan violation2018UK-TPR£0
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2011UK-EA£0
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2012UK-EA£0
SOUTHERN WATER SERVICES LTDMacquarieenvironmental violation2013UK-EA£0
INFINIS (RE-GEN) LIMITED3i Infrastructure PLCenvironmental violation2013UK-EA£0
INFINIS (RE-GEN) LIMITED3i Infrastructure PLCenvironmental violation2013UK-EA£0
INFINIS (RE-GEN) LIMITED3i Infrastructure PLCenvironmental violation2013UK-EA£0
Southern Water Services LtdMacquarieenvironmental violation2013UK-EA£0
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2013UK-EA£0
Southern Water Services LtdMacquarieenvironmental violation2014UK-EA£0
SOUTHERN WATER SERVICES LTDMacquarieenvironmental violation2014UK-EA£0
Southern Water Services LtdMacquarieenvironmental violation2014UK-EA£0
Southern Water Services LtdMacquarieenvironmental violation2015UK-EA£0
Southern Water Services Limited Registered CompanyMacquarieenvironmental violation2015UK-EA£0
Southern Water Services Limited Registered CompanyMacquarieenvironmental violation2015UK-EA£0
Southern Water Services LimitedMacquarieenvironmental violation2015UK-EA£0
Parley Court Solar Park LtdThe Renewables Infrastructure Groupenvironmental violation2015UK-EA£0
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2015UK-EA£0
SOUTHERN WATER SERVICES LIMITEDMacquarieenvironmental violation2015UK-EA£0
Southern Water Services Limited Registered CompanyMacquarieenvironmental violation2016UK-EA£0
Southern Water Service Ltd Registered CompanyMacquarieenvironmental violation2018UK-EA£0
Southern Water Services LimitedMacquarieenvironmental violation2020UK-EA£0
Southern Water Services Ltd Registered CompanyMacquarieenvironmental violation2021UK-EA£0
Southern Water Service LimitedMacquarieenvironmental violation2021UK-EA£0
Danske BankDanske Bankbanking violation2021UK-CMA£0
NewDay Ltd.NewDay Limitedconsumer protection violation2021UK-CMA£0
Lloyds Banking GroupLloyds Banking Groupbanking violation2021UK-CMA£0
Santander UK plcBanco Santanderbanking violation2021UK-CMA£0
Lloyds Banking GroupLloyds Banking Groupbanking violation2021UK-CMA£0
Barclays Bank UK plcBarclaysconsumer protection violation2022UK-CMA£0
Lloyds Banking Group plcLloyds Banking Groupconsumer protection violation2022UK-CMA£0
Barclays Bank UK plcBarclaysconsumer protection violation2022UK-CMA£0
PrudentialPrudential PLCpension plan violation2022UK-TPO£0
NatWest GroupNatWest Group PLCconsumer protection violation2022UK-CMA£0