Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
| Company | Parent | Parent Major Industry | Offence Type | Year | Agency | Penalty Amount  |
|---|---|---|---|---|---|---|
| UBS AG | UBS | financial services | foreign exchange market manipulation | 2014 | UK-FCA | £233,814,000 |
| UBS AG | UBS | financial services | interest rate benchmark manipulation | 2012 | UK-FSA | £160,000,000 |
| Credit Suisse International and Credit Suisse Securities (Europe) Ltd | UBS | financial services | internal controls deficiency | 2023 | UK-PRA | £87,082,000 |
| UBS AG | UBS | financial services | investor protection violation | 2012 | UK-FSA | £29,700,000 |
| UBS AG | UBS | financial services | investor protection violation | 2019 | UK-FCA | £27,599,400 |
| UBS AG | UBS | financial services | investor protection violation | 2013 | UK-FSA | £9,450,000 |
