Basic Search  |  Summaries  |  Advanced SearchCompany City/Town: Harpenden
Company Nation/Region: England
Penalty: £3,000
Year: 2017
Date: 23 March, 2017
Offence Group: financial offences
Offence Type: accounting fraud or deficiencies
Violation Description: Andrew Wiggett,Gainsborough House, 15 High Street, Harpenden, Hertfordshire, AL5 2RT, has agreed to pay a regulatory penalty of £3,000, which was decided by the Audit Registration Committee. This was in view of the firm's admitted breach of audit regulations 2.08 and 6.06 for failing to respond to ICAEW correspondence in a timely manner and for failing to comply with an undertaking given to submit the results of external hot and cold file reviews within an agreed timescale.
Action Type: agency action
Settlement Type: Audit Registration Committee decision
Agency: Institute of Chartered Accountants in England and Wales
Source of Data: (click here)