Basic Search  |  Summaries  |  Advanced SearchPenalty: £70,000
Year: 2011
Date: 16 February, 2011
Offence Group: financial offences
Offence Type: investor protection violation
Violation Description: Cricket Hill Financial Planning Ltd. was fined £70,000 in a finding by the FSA that the company failed to determine the suitability of its investment advice to customers, and had a conflict of interest by way of the director's share ownership in the risk management service the company recommended.
Action Type: agency action
Settlement Type: settlement of FSA Decision
Agency: Financial Services Authority
Source of Data: (click here)